Jekyll
and Hyde Fiction: An Analysis of Duality in Speculative Fiction
Rhetoric
“Thus
I drew steadily nearer the that truth, by whose partial discovery I
have been doomed to such a dreadful shipwreck: that man is not truly
one, but truly two...If each, I told myself, could be housed in
separate identities, life would be relieved of all that is
unbearable.”
-Robert
Louis Stevenson, The Strange Case of Dr. Jekyll and
Mr. Hyde
Speculative
Fiction (SF) is without a doubt, one of the most popular genres of
the twenty-first century. SF creates an eventuality of existence
based on the world that the reader experiences every day. SF has the
unique ability to transport the reader to a place where their
imaginative capability is limitless. It is possible while reading SF
to experience a space scape through a porthole in the Omega Nebula,
or walk the tattered remains of post-apocalyptic America. However,
the reader, with their human concerns and problems, remains a
proactive part in the interpretation of the events presented by the
author. SF, though it has the potential to illustrate completely
alien situations, is one of the most effective storytelling
techniques because readers are at once thrilled by the unknown and
the imaginative, but ultimately contemplate what this eventuality
means for their own existence. Therefore, the power of SF is dual; it
has both communicative and influential capability. In the forward of
the first edition of Wayne C. Booth's The Rhetoric of Fiction, the
author describes two different types of rhetoric that are found in
fiction: didactic fiction, or “fiction used for propaganda or
instruction,” and non-didactic fiction, or “the art of
communicating with readers”(Booth, xiii). This necessarily brings
this essay to a crossroad in the very onset of it's existence; which
is more worthy of focus? However, in contemplation of the two
varieties of rhetoric in line with the values presented in the
course, it is veritably impossible to separate the two, as Dr. Jekyll
discovered so horrifyingly in The Strange Case of Dr.
Jekyll and Mr. Hyde. Looking at
Douglas Ehninger's definition of rhetoric found in On
Systems of Rhetoric, this
becomes apparent.
“[Rhetoric
is] that discipline which studies all of the ways in which men may
influence each other's thinking and behavior through the strategic
use of symbols.”(Ehninger,
1972)
It
is imperative that initially, rhetoric must be also defined as every
act of human interaction, echoing Andrea Lunsford's definition of
rhetoric in Classical Rhetoric and Modern Discourse;
“Rhetoric is the art,
practice, and study of human communication”(Lunsford, 1980).
The first part of this
definition, about influencing thinking and behavior, is a reflection
of didactic fiction, as propaganda and instruction seek to ultimately
influence the reader. The second statement, the “strategic use of
symbols,” clearly reflects non-didactic rhetoric, or the ability of
the author to communicate with the reader, because rhetorical
strategy can serve to boost the effectiveness of communication. With
an enhancement of communication, necessarily the ability of the
author to influence behavior and subsequently “reality,” as Lloyd
Bitzer proposes in The Rhetorical Situation is
also affected. In this
way, the two enter a symbiotic relationship; human interaction serves
to influence one's peers, and the ability or inability to communicate
effectively dictates the speaker's sway over their audience.
Therefore, this essay will be wrought in two parts, the first being a
discussion of non-didactic rhetoric and the efficiency of
storytelling and communication, focusing primarily on Part I of Wayne
Booth's The Rhetoric of Fiction. The
second part will tie this to didactic rhetoric in fiction, mostly a
discussion of the idea of heterotopian rhetoric as an effective means
to influence thought, behavior, and “reality.”
Part
I:
General
Rules, I-IV: Balancing Subjectivity and Objectivity For Communicative
Efficiency
Wayne Booth's The
Rhetoric of Fiction is one of
the most popular textbooks for a course centered on the art of
fiction writing. It has become the center for discussions of how a
fictional text works. Primarily, this discussion will center around
how authors make novels accessible to the reader. The focus of the a majority of the
first part of The Rhetoric of Fiction describes
the difference of authorial presence using the common concept of
“showing versus telling.” In the second chapter of Part I, Booth
engages the reader in a discussion about the role that the objective
author plays in a novel. Booth argues that although a objective
author is in most respects more desirable that a subjective one, the
author can never quite sever all ties from the text. Instead, he
proposes several different techniques that an author can use to widen
the divide. A big part of this is the author's duty to create a
reliable narrator. One of the most important part of this is
harnessing their personal voice. The author needs to be aware of what
he asks of his readers regarding sympathy and disdain. Optimally, the
author should never ask for one or the other without giving reason
for it, or invoking the reader's own logos.
If all readers feel strongly towards one character or another, there
is a fault with the author's ability to remain objective and
“impartial.” Impartiality plays a large role in creating a
reliable narrator. Booth states that an author can use a stance of
indifference, in pointing out both the commendable and the flawed
traits that characters display, to engage readers more thoroughly in
the text. This is accomplished because the reader gains more pleasure
in being able to reserve judgment for themselves. Above all, the
author should try to maintain a stance of neutrality towards values
present in their work. Complete neutrality, of course, is impossible,
as a central part of reader involvement in a piece of literature is
preferring one character over another. However, if the author is too
subjective, it can put the reader off the novel. Style,
tone,
and
technique
are
all methods used to describe different aspects which the reader
glimpses from the impartial author; commentary, however, betrays
subjectivity.(Booth, 37) Here
again, the duality of fiction is present; there must be a balance
between the reader using his or her own logic to determine their
character preference and the author's own authority. Ultimately, the
fewer biases the author utilizes, the more his readers are likely to
find his work agreeable.(Booth, 40) Booth
notes that an author who tells important elements of the story shows
the power of ethos of
the author over their audience.
`“One of the most
artificial of devices of the storyteller is the trick of going
beneath the surface of the action to obtain an reliable view of a
character's mind and heart.”(Booth,
3)
Booth goes on to say that telling
an audience critical knowledge essentially gives them hoop to jump
through; in order to grasp the story to follow, the reader must
accept the information without question. In the case of character
traits, such as personal mantra, identity, or morality, this kind of
information is almost never obtained even by the closest of friends
or relatives. In the case of clarity and concision, there is no real
parallel, but the reader is given no empirical evidence to base this
information on. Yet, because it is a story, in order to continue
their relationship to the text, the reader suspends this lack of
objectivity in favor of the author's authority and ethos.
From this, it is clear to the reader what they should hope for. In
general, that the moral and righteous prevail, and the wicked and
evil are vanquished, and a clear and effortless communication between
author and audience is established. Booth states that this sort of
rhetoric can never vanish completely from a work of fiction, but that
it has been more present in the past. The opposite, of course is a
dramatic, objective, “showing” narrator. This has been argued to
be a more “artistic” form of storytelling by modern authors.
Booth quotes Mark Harris' essay, Easy Does It Not to
illustrate this:
“I shall not tell you
anything, I shall allow you to eavesdrop on my people, and sometimes
they will tell the truth and sometimes they will lie, and you must
determine for yourself when they are doing which. You do this every
day. Your butcher says 'This is the best,' and you reply, 'That's you
saying it.'”(Harris, 117)
This more dynamic form of
storytelling promotes the theories of literary critics such as Robert
Scholes, Wolfgang Iser, and Jean-Paul Sartre. These three state that
the pleasure to be gained by literature is the active engagement of
the reader with the text. With this in mind, the rhetoric behind an
objective story-shower can be established. Because the reader is
forced to figure out what they think is true and untrue, the
audience's logic is forced to work in order to determine who they
want to ultimately succeed, based on their own beliefs and “truths.”
This can also be compared to the ideas in Bitzer's The
Rhetorical Situation. Bitzer
argues in this essay that the author varies their rhetoric based on
an issue, the audience, and a set of constraints. Objective
story-showing gives a greater breadth to loosen the constraints of
the situation and appeal to a greater number of issues and a larger
audience, enhancing the efficiency of communication.
Part
II:
Heterotopian Rhetoric: Entelechy, Estrangement, and The CESH Proof
Science
Fiction and Fantasy are quickly becoming one of the most read genres,
if not the most read genre, of the 21st
century. However, this genre is continually neglected as a form of
“high” art. Most people, if asked what their conception of
Science Fiction is, will reply with the common stigma of the the
cable channel SciFi,
Star
Trek, The Creature From The Black Lagoon, and
other examples of B-grade film. What they don't realize is that SciFi
fiction is different from what is known as Speculative
Fiction(SF).
Speculative Fiction is different from those titles listed above
because, unlike its fantastical brethren, SF has roots based on
contemporary society. There is a philosophical term that describes
how SF acheives this feat. "Science
Fiction and a Rhetorical Analysis of the 'Literature Myth'"
by Kris Rutten, Ronald Soetaert, and Geert Vandermeersche. The trio
contemplates how the the term coined by Kenneth Burke, entelechy
applies to Speculative Fiction. Entelechy
is
described as “...the tendency of a potential to realize itself. …
for example the way a seed contains in itself the tree that it will
eventually become.”(R,S&V, 4). “Based on this definition of
entelechy, Burke argues that entelectical satire is a very valid
method of problematizing the development of society. This form of
satire has a three step process. The first is to locate a archetype
that is quickly beginning to paralyze culture. Next, define that
archetype in specific terms, and finally describe what the
eventuality of what will happen if this definition is applied to
society by hunting down all possible outcomes of the archetype. What
Rutten, Soetaert, and Vandermeersche claim is that science fiction
fits what Burke calls entelechtical satire because science fiction
dramatizes technological developments and trends and follows them
"to the end of the line."(R, S, &V, 4).
In
his his doctoral thesis, “The
Art of Heterotopian Rhetoric: A Theory of Science Fiction as
Rhetorical Discourse,” Robert
Christopher Jason Graves connects this to several much larger
theories of rhetoric. The first is the idea of Heterotopia. The term
heterotopia
can
be defined as an “other” place: a utopia, eutopia, or dystopia,
with many variations of each. This “other” place is initially
alien to the reader; indeed that “estrangement” is it's very
definition. As Darko Suvin argues in his 1972 essay, On
the Poetics of the Science Fiction Genre, “In
SF, the attitude of estrangement[. . .]has grown into the formal
framework of the genre”(Suvin, 375). Even so, SF authors operate
within the bounds of entelechy. Stories that include estrangement are
only able to defamiliarize the reader in a way that is possible or
probable in the continuation of societal archetypes, that is, a
heterotopia. Graves proposes that by blending these two ideas into
one proof, a heterotopian work of SF can begin to take shape as a
form of didactic rhetoric, that is also a seamless meld with the
ideas of efficiency of communication described in part I of this
essay.
Graves
calls his rhetorical device the Cognitive Estrangement of a
Scientific Heterotopia, or from now on the “CESH” proof. First,
the three steps regarding Burkeian term, entelechtical satire, must
be observed. A archetype is identified and established, and then
taken “to the end of the line.” In Graves' CESH proof, this is
the creation of what he calls a “Scientific Heterotopia” In
describing their heterotopia, a SF author uses both entelechy and
Wayne Booth's suggestion of objectivity. Ender's
Game, by
Orson Scott Card, is a beautiful example of how a SF writer uses
objectivity. In the opening chapter, Ender has his “monitor”
removed. This “monitor” is implanted into his central nervous
system, and it transmits physical change, hormonal change, and
actually records what his ocular nerves pick up. This example
immediately invokes cognitive estrangement. Children today do not
have an implant in their neck. Additionally, a “monitor” models
entelechtical satire as children in our society go through serious
standardized tests in order to survey intelligence level in many
different disciplines. Realizing the “seed” in vigorous testing
that children endure in the present day, a possible endpoint that
appeals to the reader's logos
is
to have each child's brain activity tested at literally every moment.
Furthermore, Card does not come right out and say that the monitor is
hooked up to the subjects central nervous system; instead, he shows
the reader by describing how Ender has a grand mal seizure when his
doctor attempts to remove it from the base of his skull, and how his
removing the monitor had the potential to have “switched him
off”(Card, 15) enhancing his non-didactic rhetoric. Because the
reader can see that the monitor has the potential to gravely harm the
subject, however, Card imposes his values on the reader, violating
Booth's idea of the “impartial” narrator. Given that fact, Graves
can demonstrate how an example such as this one, that is, an
objectively described but clearly biased segment, forms a base for
the CESH model as a didactic rhetorical proof:
“...heterotopian
readers are less likely to resist these criticisms because they are
projected in a heterotopia that is estranged from the “real space”
of the audience[...] Heterotopian Rhetoric seeks to provide
a form of psychological projection that allows the audience safe
passage to cognitively explore critiques of themselves, their
societies, and, most importantly, their privileged
paradigms.”(Graves,
55-56)
Essentially,
the cognitive estrangement of an objective and imaginative
heterotopia provide the reader with a space where he or she can
reserve their judgment of a practice like a central nervous system
implantation, evoking an efficiency in communication for a wide
audience, however the author is also able to impose their own biases
because the space is a hypothetical one. With these two elements
joined, it can be postulated that Heterotopian Rhetoric could be even
more powerful than Aristotle's pillar logos
because
it goes beyond reason as the reader knows it, and enters the realm of
reason as
it could be; an
appeal to what is possible(Graves, 59)
Without
a doubt, the theory behind mimetic fiction as a form of rhetoric is
complicated enough, without adding the speculative element of what is
possible. Still, even with the confusion added by the genre of
Speculative Fiction, the Jekyll and Hyde analogy still holds in many
respects. In order to appeal to a large audience, the non-didactic
efficiency of communication must be observed in the first two steps
of Burke's entelechy. But in order to make a work of Speculative
Fiction more than a B-grade movie that plays in loops on the SciFi
channel, it must also a cognitive element that suggests the
ramifications of a social archetype. An author must be objective in
order to for a reader to reserve judgment for their own pleasure, and
conversely can use that same objectivity and CESH to impose a greater
number of biases on the reader. And overarching all of this, the
author's ability to use non-didactic rhetoric dictates how well their
didactic rhetoric influences the thought, action, and reality of
their readers. These theories applied to Science Fiction can have the
most profound impact, and as one of the writers that helped the
literary critics open their eyes to the genre said:
“The
result can be extremely fantastic in content, but it is not fantasy;
it is legitimate—and often very tightly reasoned: it is speculation
about the possibilities of the real world.” (Robert
Heinlein)
Bibliography
Booth,
Wayne C. The
Rhetoric Of Fiction.
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Rutten,
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